GLBA. SOX. PCI DSS. SEC/FINRA. One platform handles them all.
Financial services firms face the most complex compliance landscape in any industry. ClearStax helps your MSP deliver multi-framework compliance programs — from community banks to RIAs to fintech startups.
Financial firms face relentless regulatory pressure
Regulators don't care about your client's size. A 10-person RIA faces the same GLBA requirements as a national bank. MSPs that can navigate this complexity become indispensable.
Multi-Regulator Oversight
SEC, FINRA, OCC, FDIC, state regulators — financial firms answer to multiple agencies simultaneously. Each has different examination cycles and expectations.
FTC Safeguards Rule
The updated FTC Safeguards Rule (GLBA) requires written information security programs, risk assessments, encryption, MFA, and incident response plans. Non-compliance means enforcement actions.
Breach Costs Are Astronomical
Financial services has the second-highest average breach cost at $5.9M. Add regulatory fines, client lawsuits, and reputational damage, and a breach can be existential.
PCI DSS Complexity
Any firm processing card payments must comply with PCI DSS 4.0. The updated standard adds new requirements for authentication, encryption, and continuous monitoring.
SOX & Audit Pressure
Publicly traded financial firms need SOX compliance for IT controls. Even private firms face similar audit requirements from investors and board governance mandates.
Examiner-Ready Documentation
When regulators examine your clients, they want evidence — not promises. Policies, risk assessments, training records, and incident logs must be organized and current.
ClearStax delivers multi-framework financial compliance
Map controls across GLBA, SOX, PCI DSS, and NIST simultaneously. One assessment, multiple frameworks — with evidence collection and examiner-ready reports.
Cross-Framework Control Mapping
Map a single control to GLBA, PCI DSS, NIST CSF, and SOX simultaneously. Answer one question, satisfy multiple frameworks. Reduce assessment fatigue and save your clients hours.
Examiner-Ready Evidence Packages
Automatically collect and organize evidence by framework and control family. When the SEC or state examiner arrives, your client has a complete evidence package ready to go.
Risk Assessment Automation
Run structured risk assessments aligned to GLBA Safeguards Rule requirements. Quantify risks, document mitigations, and generate the written information security program regulators demand.
Board & Examiner Reports
Generate board-level compliance reports and examiner-ready documentation. Show compliance posture, risk trends, remediation progress, and control effectiveness — all white-labeled.
Financial compliance coverage
Why MSPs choose ClearStax for financial clients
Financial services compliance is complex, but it's also high-value. MSPs that can deliver multi-framework programs command premium pricing and deep client loyalty.
Multi-Framework
Map controls across GLBA, PCI, SOX, and NIST simultaneously. One assessment covers multiple regulatory obligations.
Premium Revenue
Financial compliance services command higher fees than general IT. Position your MSP as a specialist and increase per-client revenue.
Examiner-Ready
Evidence packages organized by framework and control family. When regulators arrive, your clients are prepared — and so are you.
White-Labeled
Every report, assessment, and portal carries your brand. Build your reputation as the go-to MSP for financial services compliance.
Ready to serve financial firms with confidence?
Book a demo and see how ClearStax helps you deliver multi-framework compliance to financial services clients — under your brand.
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